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Limassol
Compliance Officer’s duties including evaluating all current and new compliance regulations, reviewing company processes and policies, suggesting improvements and leading training sessions for company’s employees
Responsibilities:
· Ensure compliance with Cyprus laws, regulations and directives issued by CySEC as well as rules issued by the EU
· Tracking regulatory changes and ensure that needed changes are implemented in a timely manner
· Developing or assisting in developing, and enforcing adequate policies and procedures in order to meet the compliance requirements of CySEC and other Regulators
· Ensure implementation of the Company’s procedures
· Implement the Company’s Compliance Monitoring Program and conduct monitoring
· Ensure that Company’s employees attend training sessions in compliance with applicable laws, rules, and regulations
· Provide advice and guidance to Company’s employees on compliance related matters
· Ensure that the Company complies with its continuous obligations to CySEC (i.e. submission of Capital Adequacy Return notifications to CySEC regarding changes in the Company’s structure services personnel procedures etc.)
· Liaise with regulatory bodies
· Assist regulatory bodies in performing inspections of the Company’s activities
· Continuous improvement of the existing control procedures
· Review Company’s marketing communication and examine whether it has been prepared in accordance with legal requirements and provide recommendations where applicable
· Advise and assists employees responsible for carrying out investment services and activities to comply with Company’s obligations under the Law and relevant directives
· Recommend in case of detection of any weakness or failure by the firm to comply with its obligations under the Law specific remedial measures
· Provides an annual written report to the Board of Directors on the matters of his/her responsibility indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies
· Monitor complaints-handling process
· Draft agreements
· Drafting and monitoring policies and procedures relevant to GDPR
· CySEC Advanced + AML certification
· Strong knowledge of industry processes and regulations
· Prior experience as a Compliance Officer, Compliance Manager or similar position in a brokerage firm
· Bachelor’s degree in Law or Accounting
· Detail oriented
· Ability to work independently and collaborate with other teams
· An analytical mindset with excellent organizational skills
· Friendly and approachable
Advantage
· GDPR certification
Hebrew speaker
· Screening CVs
· Basic phone interview
· Face-to-face interview
· HR interview
Reference check (with prior employer)