Compliance Associate

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CareerFinders, on behalf of our client, a highly respected and established CySEC Licensed Investment with offices in the heart of Limassol, we are seeking to recruit an experienced and highly competent Compliance Associate to join their expanding team of professionals.

Key Duties/Responsibilities:
 

• Working closely with the firm’s Senior Management, Chief Compliance Officer and Legal Counsel in delivering the objectives and meeting the timetable for all regulatory filings.
• Ensuring that regulatory reports are filed in an accurate and timely manner.
• Administrating, evaluating and maintaining the firm’s investment adviser compliance program.
• Providing expert advice to employees regarding internal compliance policies and procedures.
• Assisting with the preparation of CySEC capital adequacy reports, SEC Form ADV, CFTC CPO/CTA quarterly reports as well as any other monthly, quarterly, annually or ad hoc regulatory reporting requirements.
• Maintaining accurate and complete compliance records.
• Proactively detecting and resolving any potential compliance issues.
• Identifying and resolving any potential conflicts of interest, areas of compliance vulnerability and risk.
• Staying up to date with upcoming changes and new developments in securities laws and regulations.
• Managing, coordinating and preparing for regulatory audits visits/requests.
• Performing compliance reviews such as SEC filings, prospectus, supplements and annual/semi-annual fund reports.
• Analyses the monthly portfolio holding disclosures and investor information from a compliance perspective.
• Active involvement in operational risk management and finance related activities.

 
Key Skills/Experience:
 

• Bachelor’s degree in business, economics, finance, accounting or risk management.
• ACA/ACCA Qualified Accountant, with experience in a similarly demanding role.
• CySEC advanced examination certificate will be considered an advantage.
• Relevant experience in a previous compliance role with a Cyprus or International regulated firm.
• Understanding of applicable CySEC, NFA and SEC rules and regulations.
• Prior experience in investor due diligence will be considered an advantage.
• Computer literate (Microsoft Office Packages and Databases).
• Fluent in English.
• Strong organizational and problem solving skills, attention to detail and willingness to learn.
• Excellent planning, prioritisation, communication, presentation and interpersonal skills.
• Proactive with the ability to take initiative and prepare proposals and preparation for management decisions.
• Highly ethical, trustworthy, reliable, discreet, dynamic, with the ability to work under pressure.

To apply for this vacancy, please send your CV, along with any covering letter to jobs@careerfinders.com.cy quoting the above job title. Please note that due to the high volumes of applications received only shortlisted applicants will be responded to. By sending us your CV you are giving CareerFinders your consent to be contacted for this and any other suitable vacancies that we believe match your skills and experience. To view our privacy policy, please click www.careerfinders.com.cy/privacy-policy